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EADI/ISS Series | Rethinking Empowerment and Accountability in ‘Difficult Settings’ by John Gaventa

Over the last two decades, development has been replete with theories and interventions focusing on ‘empowerment and accountability’, and how these could contribute to a range of outcomes, be they good governance, social inclusion, and social justice. Much of the early thinking on these approaches emerged from examples in countries which were then relatively open, enjoying perhaps an opening of democratic spaces and opportunities. But what about empowerment and accountability in more difficult spaces – characterised by shrinking civic space, strong legacies of authoritarianism, violence and repression, and fragmented forms of authority?


Over the last two decades, development has been replete with theories and interventions focusing on ‘empowerment and accountability’, and how these could contribute to a range of outcomes, be they good governance, social inclusion, and social justice.  Much of the early thinking on these approaches emerged from examples in countries which were then relative open, enjoying perhaps an opening of democratic spaces and opportunities, and a flourishing of civil society – one thinks for instance of Brazil, Philippines, Indonesia, India, South Africa and more?

But what about empowerment and accountability in more difficult spaces – characterised by shrinking civic space, strong legacies of authoritarianism, violence and repression, and fragmented forms of authority? It’s these settings in which the Action for Empowerment and Accountability Research programme (A4EA) set out to investigate over three years ago.

Difficult Settings”: From the Exception to the Norm

When we started this project, we thought of such ‘fragile, conflict, violence affected settings (FCVAS)’ as perhaps the exceptions, in which we needed to adapt our existing theories of change drawn largely from more stable and democratic settings. But in the last few years, the flourishing of civic and democratic space that we have seen in many places of the world since the 1990s has been receding. The 2019 report published by Civicus, People Power Under Attack, found that 40% of the world’s population live in repressed settings (double from the previous year), and that in fact only 3% of the world’s population live in settings which are ‘open’ – those plural and stable democracies from which so much of our development thinking seems to evolve.

So how do we achieve empowerment and accountability in these more difficult settings?  The A4EA programme recently published a synthesis of the first round of its research, which involved over 15 projects in Myanmar, Egypt, Mozambique, Pakistan and Nigeria.  A number of lessons emerge:

  • Message 1:
    In these settings, factors like closing civic space, legacies of fear, and distrust challenge fundamental assumptions about the conditions necessary for many processes of empowerment and accountability, which assume that ‘voice’ on the one hand and ‘responsiveness’ on the other will underpin the formation of a social contract between citizens and the state. So how do we work with fear and legacies of internalised powerlessness?
  • Message 2:
    Theories of change often assume the existence of ‘accountable and responsive institutions’, towards which voice may be directed, but in many less democratic and open settings, we need to re-understand the nature of authority and question our assumptions of who is to be held to account, and by whom. In the A4EA, we have used a novel governance diaries approach, to understand how authority is seen and navigated from below.
  • Message 3:
    Spaces for civic action are constantly shifting. Opportunities for empowerment and accountability may present themselves at particular moments and in particular places, even while other places remain closed or difficult.  Few societies are totally ‘closed’ or ‘open’ but may vary a great deal across subnational levels, and over time.
  • Message 4:
    Even in difficult contexts, action for empowerment and accountability may be present, but not always in ways we see or recognise, implying different entry points for thinking and working politically, beyond business as usual. In particular, we have found even in the most challenging spaces, the emergence of popular protests, the challenging of authority though musical and cultural expressions, and sophisticated ways of solidarity and voice floating ‘under the radar’.
  • Message 5:
    Though patriarchy and authoritarianism often go together, in these settings women’s collective action is an important driver of empowerment and accountability, through greater political empowerment in formal processes, as well as through more informal channels, social movements, and local actions which challenge gender norms.  In Pakistan, for instance, while formal political participation often remains low, women have been at the forefront of struggling for new rights and social justice for decades.
  • Message 6:
    Donors, policy makers and external actors can make important contributions in these settings, but more careful and grounded approaches are needed, with more appropriate expectations and measurements of outcomes.  In particular, attention must be paid to measuring the intangibles, building trust, overcoming fear, strengthening solidarity, and appreciating small scale steps towards change.  Donors themselves must also learn to work differently, to avoid the risk of discrediting or undermining local efforts.
  • Message 7:
    Working in difficult settings, perhaps more than elsewhere, requires an approach that is adaptive and flexible. This means giving front line staff autonomy, recruiting entrepreneurial and politically savvy staff, and sometimes ‘going against the grain’, not only with it. While adaptive learning and management are the flavours of the month, those at the front line often need more space to be responsive and agile in seizing opportunities for change.
  • Message 8:
    Understanding complex and highly political issues of empowerment and accountability in these settings requires new tools for political economy analysis and ways of sharing research that are sensitive to local dynamics, and which themselves can contribute to building spaces for dialogue Traditional forms of institutional analysis may do little to pick up the dynamics of gender, power, fear and exclusion as seen ‘from below’.

At the EADI conference in June at ISS, we will pick up these themes further in two sessions organised by the A4EA programme, with several other sessions focusing on similar themes of building solidarity in the context of closing civic spaces. See you there!


This article is part of a series launched by the EADI (European Association of Development Research and Training Institutes) and the ISS in preparation for the 2020 EADI/ISS General Conference “Solidarity, Peace and Social Justice”. It was also published on the EADI blog.

About the author:

John_Gaventa2015John Gaventa is a Professor and Research Fellow at the Institute of Development Studies, and director of the Action for Empowerment and Accountability Research Programme.  This blog was drawn from the recent publication with Katie Oswald, Research Officer at IDS, ‘Empowerment and Accountability in Difficult Settings: What are we learning?’


Image Credit: Wole Oladapo and Abayomi Kolapo: Bring Back Our Girls protestors, still marching for protest in 2018.

Women’s Week | The power and limits of women’s collective agency in fragile contexts: from pastoralist communities to refugee environments by Holly A Ritchie

Women’s groups and networks have been cited as key instruments for fostering women’s pathways of social and economic empowerment. Yet, with limits to collective agency, Holly Ritchie argues that the emergence of broader women’s movements and struggles remains cautious and constrained in a context of fragility.


The need for empowerment in fragile contexts

In rising above the #MeToo Movement and championing change, women’s groups and networks have been cited as key instruments for fostering women’s ‘individual and collective journeys of empowerment’ (Cornwall 2016), and opening up critical space for cultural transformation and development. Such strategies may be particularly vital in fragile environments where strong patriarchal norms and attitudes persist.

For women in such contexts, ‘gender-transformative approaches’ are urged to appreciate both evolving gender norms, as well as power relations that underpin gender inequalities. Williams et al. (1994) indicated that understanding different types of power was crucial to unwrapping women’s empowerment. At an individual level, ‘power-to’ is the capacity to act, permitting agency and creativity. ‘Power-within’ relates to inner strength, referring to self-confidence, self-awareness and assertiveness. Meanwhile, ‘power-with’ involves collective power, such as through women’s groups and networks that may provide strength to their members through solidarity and support.

Collective action promoting pathways of empowerment

Beyond an activity or intervention that is carried out on women, or for women, traditional feminists and recent empowerment researchers highlight the importance of women’s recognition of their own power alongside women’s active collaboration in promoting pathways of empowerment (Cornwall 2016). In particular, women’s collective action and organisations is emphasised as a ‘force for positive change’, at both a local level, and through their influence on laws and policies that can promote gender equality (Htun and Weldon 2010).

At a grassroots level, women’s organisation through savings groups, such as Self Help Groups (SHGs) and Village Savings and Lending Associations (VSLAs), are viewed as fundamental tools for stimulating women’s empowerment and market development. Beyond facilitating access to assets, they are described to be ‘gender-transformative’ in opening up opportunities to challenge discriminatory gender norms and barriers, for example domestic labour inequities, sexual violence, and unequal access to education and health services, reinforcing gender inequalities, and inhibiting inclusive growth, and development.

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Somali women attending a ’16 days of Activism’ event in Eastleigh, Nairobi, Kenya. Photo: Holly A Ritchie

In marginalised rural communities in East Africa, NGOs such as CARE have established VSLAs, predominantly with women (20-25 per group). In my research in remote parts of Somaliland[1], pastoralist women’s social organisation in VSLAs was shown to boost women’s skills and financial literacy, as well as enhance women’s confidence to be household contributors. This has both encouraged petty trading activities and business initiatives, and triggered women’s greater involvement in household and community decision-making.

For pastoralist women that have often missed education, participation in such groups was described to be the ‘largest driver of change’ in women’s lives, influencing control over their livelihoods, changing perceptions of women, and even fostering new self-beliefs amongst women that they could be community leaders: “Before women’s roles were confined to the household but now we are outside of the house, in public, creating role models for other women…there is a big change in community attitudes”.

Women’s empowerment in fragile settings

In practice in fragile settings, women’s empowerment may often be more subtle and gradual however, and one dimension of empowerment (e.g. participation in decision-making) may have knock-on effects to other dimensions of women’s lives over time (e.g. access to resources and markets) (Mahmud 2003), particularly if there is contextual receptivity and space for individual and collective agency. Yet with instability and a lack of trust, there may also be structural setbacks to individual achievements and collaborative endeavours, and non-linear pathways of change.

Meanwhile, insights from my refugee research have illuminated tentative trends of women’s ‘forced’ empowerment in displacement contexts, and links to collective action (Ritchie 2018). Prompted by circumstance, refugee women elaborated various cultural challenges as they endeavoured to support their families through forging new social and economic norms. Yet such new practices – including women’s increased public mobility, and new work norms in enterprise – remained uncertain, without a process of negotiation and agreement with male family members, and with little environmental support.

My research looked at the precarious nature of changing gender roles and relations for refugee groups, particularly as men remain excluded with little access to acceptable work, and struggled for their own identity and authority (Kleist 2010). In protracted refugee environments however—such as Somali refugees in urban Kenya—the research highlighted women’s own cooperative strategies boosting solidarity and support for new practices through the development of organised groups, and even engagement in social activism.

The need for a ‘critical consciousness’

Yet with situational fluidity, my recent refugee research in Kenya indicates that women’s refugee groups may be vulnerable to a loss of leadership and momentum, as group heads are granted asylum in the US and elsewhere, curtailing the development of refugee groups, women’s cooperation and a broader movement for social change. Ultimately, for women’s own growth and development, Kabeer (2011) highlights the importance of a ‘critical consciousness’ amongst women that may unleash women’s greater struggles for ‘gender justice’. But arguably with limits to collective agency, the emergence of such movements and struggles remains cautious and constrained in a context of fragility.

[1] Ritchie (forthcoming)  ‘Trends in Gender and Pastoralism in the Horn of Africa’.Synthesis paper. CARE International.


References

Cornwall, A. (2016) ‘Women’s empowerment: what works?’ Journal of International Development 28 (3): 342–359.

Htun M, Weldon L. (2010) ‘When do governments promote women’s rights? A framework for the comparative analysis of sex equality policy’, Perspectives on Politics 8: 207–216.

Mahmud, S. (2003) ‘Actually How Empowering is Micro-credit?’, Development and Change, 34: (4): 577-‐605.

Kabeer, N. (2011) ‘Between Affiliation and Autonomy: Navigating Pathways of Women’s Empowerment and Gender Justice in Rural Bangladesh’, Development and Change 42(2): 499–528.

Kleist, N. (2010) ‘Negotiating respectable masculinity: gender and recognition in the Somali diaspora’, African Diaspora. 3(2): 185–206.

Ritchie (2018) ‘Gender and enterprise in fragile refugee settings: female empowerment amidst male emasculation—a challenge to local integration?’, Disasters, 42(S1): S40−S60

Williams, S., Seed, J. & Mwau, A. (1994) Oxfam Gender Training Manual. Oxford: Oxfam.


Picure_Holly_R_2

Holly A Ritchie is a (post doc) research fellow at the ISS, with a strong interest in gender, norms and social change in economic development in fragile environments. Her work has spanned Afghanistan, East Africa and the Middle East. Ritchie’s blog article titled  Hyper-masculinity: a threat to inclusive community development in fragile environments can also be viewed on the ISS Blog.