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The asylum procedure as a hope-generating machine

By Dorothea Hilhorst 19 November 2020

Over the past few years, the European Union has used deterrence as its main strategy to prevent an influx of refugees, becoming more hard-handed as the number of refugees has increased. A faulty asylum procedure creates false hope to those who are then met by an untimely death or horrific conditions upon reaching Europe instead of ‘making it’ as a handful of refugees before them did. This hope-generating machine divides instead of unites, diminishing the collective power of refugees to challenge the EU’s migration policy.

Some days ago I reread Power, Community and the State[1], a book by former colleague at Wageningen University Monique Nuijten, to contribute to a publication celebrating the author’s work on the occasion of her retirement. Back in 2003, Nuijten described how the Mexican state acted as hope-generating machine that disciplined and divided poor peasant communities. While rereading the book 17 years after it first appeared, I was reminded how much the world has changed in the last two decades. I also realized how appropriately the idea of a hope-generating machine describes the asylum system in Europe.

Power, Community and the State is written in a time when arguments that we had entered a deterritorialized and transnationalized world seemed compelling. The book quotes Hardt and Negri’s view[2] that ‘sovereignty has taken a new form, composed of a series of national and supranational organisms united under a single logic of rule’.

How dreamily naïve such a quotation sounds today. In contrast to what was then hoped would be a move toward greater global unity, today’s world manifests itself as reterritorialized and renationalized, especially when seen through the eyes of migrants. Most passports in the world do not travel far. Borders that seemed to have disappeared have been reinstated as real physical borders, paper borders, iron borders, or even—when we read about the plans for barriers miles away from coastlines or hear of surveillant ships shooting at migrant boats at open sea—borders of death[3]. As Linda Polman accurately remarked, ‘[t]he Human Rights Commission of the United Nations stated in 2018 that Europe has developed a refugee policy that implicitly and explicitly accepts death as an effective anti-migration instrument.’[4]

Yet the core idea of Nuijten’s book about the state as a hope-generating machine is more relevant than ever —certainly for the millions of migrants seeking entry into inaccessible states. Oliver Bakewell noted how prospective migrants in East Africa are completely devoted to collecting papers and building a portfolio for an envisioned migration. During his presentation at the Forced Migration Studies Association Conference in Thessaloniki in 2018, Bakewell echoed Monique Nuijten, who said that ‘[t]he culture of the state is central to the operation of the bureaucracy as a hope-generating machine. The hope-generating bureaucratic machine gives the message that everything is possible, that cases are never closed […]’ (p. 196). With reference to the migration policy in East Africa, Bakewell seemed to expand on her argument that ‘[s]tate intervention in Mexico tends to have a divisive effect on the population, and to frustrate independent collective organising efforts “from below”’ (p. 198).

What the example of East Africa shows is that, rather than seeking out their brothers in fate and rising to protest, migrants are driven by the hope of becoming one of the lucky chosen few, doing everything in their power to mould their individual behaviour and attitudes to the requirements imposed or favoured by the migration machines. The annual lottery that hands out 55,000 Green Cards to hopefuls wishing to enter the United States—with a 1.33% chance of people in the most eligible countries getting one—is indeed the ultimate hope-generating machine, steering millions of people away from engaging in protests and activism in their own countries against conditions they are fleeing from, and instead motivating them to be left at the hands of ‘fate’ in the form of a lottery, as in the US Green Card Lottery, and to maintain immaculate track records and build their individual case files to be considered ‘good citizens’.

Stories of refugees ‘slipping through the cracks’ of Europe’s asylum system and starting afresh continue to fire the continent’s hope-generating machine.

It is widely acknowledged that Europe’s policies towards migration can be summarized by the word ‘deterrence’. The European Union as well as its individual member states, perhaps with the exception of Germany, seem united in their determined aggression in seeking to expose and render as visible as possible the cases of failed migration that result in tragic and horrifying death by drowning when crossing the Mediterranean Sea or being stuck in a horrific limbo in refugee camps such as Moria. In these camps, refugees seem to have the same function as the shrivelled human heads on stakes that used to decorate the walls of medieval European cities to deter vagabonds from passing through the gates. The purpose of these efforts is similarly to deter would-be migrants from trying to reach Europe. Nonetheless, there are always a number of people who manage to slip through the cracks of the system and are granted asylum, and so the hope-generating machine continues to churn out hope, fed by ‘success stories’.

For a long time, I thought maintaining the appearance of a just system of asylum was a concession to the many Europeans who are supportive of refugees. In the Netherlands, for example, the government insists that there is no social support base for migrants. This, however, is far from the truth. Recent research[5] from the University of Groningen found that, although the support base for migration is shrinking in the Netherlands, 45% of the population still supports government assistance to refugees. Another 25% of the population is willing to support such assistance to refugees provided that strict measures are taken to protect society from asylum seekers who ‘misbehave’. Thirty Dutch municipalities have declared their willingness to receive refugees from Moria.

The bold statement of the right-wing Dutch government that there is no support base for refugees is no more than a malicious manipulation of the truth by a government that plays to the populist far right, where it fears it is losing votes. I always assumed that the small numbers of successful asylum cases in Europe were a triumph of the countless refugee-friendly lawyers, volunteers, and left-wing politicians making noise on behalf of refugees. I assumed that they occasionally managed to beat the system.

Upon closer inspection, and after rereading Power, Community and the State, I realize more clearly that those asylum seekers who successfully slip through the system are not a mistake or a failure of the deterrence machine. It is much more likely that the machine is built in such a way that, once in a while, a lucky individual comes out with a residence permit. Thus, refugees that slip through the cracks, and are granted a residence permit to continue their life in Europe—are also the symbols of hope that keep inspiring migrants to bet on obtaining a residence permit. .

It may very well be that the machine is designed in this way to discipline the migrants in Moria and other places where they are living a non-life.

When stuck in these camps, they continue to hope that they can eventually ‘move on’ and start the asylum procedure, and so they continue to wait, and to hope. And those that reach a country where their asylum procedures are started are told by their friendly lawyers to keep their heads down, behave well, and do whatever they can to enhance their chances of being granted a residence permit. Knowing one or two people who succeeded before you further feeds that hope. And as long as migrants have this hope, they are prevented from being united to fight the cruel reception they get in Europe.

[1] Nuijten, M. C. M. (2003). Power, Community and the State: The Political Anthropology of Organisation in Mexico. London, UK and Sterling, VA: Pluto Press.

[2] Hardt, M., and Negri, A. (2000). Empire. Cambridge, MA: Harvard University Press.

[3] Henk van Houtum & Rodrigo Bueno Lacy (2020) The Autoimmunity of the EU’s Deadly B/ordering Regime; Overcoming its Paradoxical Paper, Iron and Camp Borders, Geopolitics, 25:3, 706-733, DOI: 10.1080/14650045.2020.1728743

[4] Linda Polman Tegen Elke Prijs. Essay Vluchtelingen en Europa. Groene Amsterdammer, 01-10-2020.

[5] Toon Kuppens et al. (2019). Ongenoegen, migratie, gastvrijheid en maatschappelijke onrust. Onderzoek Rijksuniversiteit Groningen, in opdracht van het Wetenschappelijk Onderzoek- en Documentatiecentrum. https://www.wodc.nl/binaries/2742%20Volledige%20Tekst_tcm28-425017.pdf

About the author:

Thea Hilhorst

Dorothea Hilhorst is Professor of Humanitarian Aid and Reconstruction at the International Institute of Social Studies of Erasmus University Rotterdam.

This article is based on a contribution of the author to the Liber Amicorum for Monique Nuijten of Wageningen University.

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Women’s Week | Challenging humanitarianism beyond gender as women and women as victims by Dorothea Hilhorst, Holly Porter and Rachel Gordon

By Dorothea Hilhorst 7 March 201818 May 2020

Problematic assumptions related to women’s position and role in humanitarian crises are unpacked in a special issue of the journal Disasters on gender, sexuality and violence. The main lesson drawn from the special issue is that aid actors should tread carefully and seriously invest in their capacity to carefully monitor the intended and unintended effects of programming on gender relations.

At the United Nations (UN) World Humanitarian Summit (WHS) in May 2016, ‘achieving greater gender equality and greater inclusivity’ was identified as one of the five key areas of humanitarian action. The WHS wanted this to be a watershed moment that would spark a shift toward systematically meeting the needs of women and girls and promoting their role as active decision-makers and leaders.

After more than four decades of discourses on ‘gender in development’ and a substantive history of evolving international law and practice on women, peace, and security, the WHS marked an important declaration that the humanitarian aid field takes gender seriously. ‘Gender’ too often has been understood as synonymous with ‘women and girls,’ neglecting questions of agency, vulnerability, and the dynamic and changing realities of gendered power relations.

The focus on sexual violence has brought significant attention to some of the challenges that many women face, but has also reproduced a generalised image of women as victims. That idea was already well-embedded in classic views of conflict that see men as aggressors and combatants and women as non-combatant victims. While this depiction is grounded in sad empirical realities, it leads to a kind of tunnel vision that only centres on the suffering of women, viewing them as the primary victims and primarily as victims. The victim discourse furnishes a rationale for providing women with direly needed assistance, and in fact, women themselves are often keen to play the role of victim to become eligible for aid, backgrounding other aspects of their identity, including their (political) agency. Nonetheless, this focus is problematic in obscuring other realities in which men and women assume different and more complex roles.

Humanitarian programmes often seek the participation of women because they (we) are considered the more caring gender. Women are often targeted for aid as a proven means to improve the wellbeing of children, foster more peaceful conditions, and prevent the misdirection of resources. In the process, international aid often aims to also structurally improve the position of women. This is why UNICEF considers engaging women in service delivery as a positive step towards promoting women’s rights, and describes it as the ‘double dividend of gender equality’.

While well-intentioned, all of these assumptions pertaining to women’s position and role in humanitarian responses have problematic aspects. These dimensions are what we aimed to unearth and explore in our new special issue of the journal Disasters on gender, sexuality and violence in humanitarian crises.[1]

What about men?

The attention on women as aid recipients drowns out the voices that are asking: ‘What about men?’ (not to mention other marginalised gender categories like LGBT communities). Men also cope with specific vulnerabilities, often related to their gender. They are much more often at the receiving end of lethal violence than women, and are frequently victims of sexual violence. When aid is channelled through women, it can lead to a situation where men’s vulnerability is forgotten, or where men feel emasculated or disenfranchised from their traditional social roles (see, for example, the contribution by Holly Ritchie to the special issue). Such situations can have a variety of consequences, ranging from mental health problems among men to the (violent) re-assertion of men and masculinities.

Gender as relations of power

The articles in the special issue bring another layer to this discussion that all too often boxes men and women into stagnant categories. By prioritising these categorical issues that ascribe and assume particular traits as specific to men and women, debates may miss the mark regarding gender as relations of power that, like everything else, are cast into disarray during humanitarian crises. It is well-established that gender roles are interwoven with other social identity markers, and that these intersectional gender relations are, moreover, deeply ingrained in and reproduced by the working of all institutions in society, ranging from the personal between men and women to the working of cultural values, geopolitics, governance practices, and religion. In creating the special issue, we asked: how do humanitarian responses interact with these myriad aspects of gender and other interrelated social identities? And how do humanitarian responses thus affect gender relations?

Persistence and change

The special issue testifies both to the persistence of gender relations as well as their propensity to change. Julian Hopwood, Holly Porter, and Nangiro Saum found a drastic reported change in everyday gender relations in Karamoja, Northern Uganda, especially where women’s material resource bases were enhanced, but they raise questions about whether such change is enduring. The economic empowerment of women may spill over positively into other domains of life, or contrarily may undermine goodwill towards women’s positions and bring about a violent backlash against them (and against humanitarians)—or both. Likewise, well-meaning interventions can have adverse effects, as Luedke and Logan found in South Sudan, where a narrow focus on conflict-related sexual violence and recycled (although well-intentioned) responses thereto by international organisations were not only unhelpful, but also ran counter to and undermined local norms that might have protected women.

The instrumentalisation of gender

A final layer that complicates the analysis of and interventions in gender relations is that gender as an issue is often instrumentalised for different purposes. Gender has firmly become part of the high politics of international relations. More locally, an interest in the position of women can, for example, obscure attempts of a government to firm up its grip over local authorities, as Rebecca Tapscott found in another contribution to the special issue on Northern Uganda. Likewise, Hilhorst and Douma found that the responses to sexual violence in the DRC were instrumentalised for various purposes by a large range of actors.

Treading carefully

What do these different layers mean for humanitarian action, apart from standing as a reminder that paying attention to women should not result in turning a blind eye to vulnerability and agency of other gender categories? The special issue highlights the dynamic and entangled nature of gender relations, and how humanitarian and political attention to gender adds additional layers to the complexities of gender relations in crisis environments. Aid can often do lots of harm. This does not mean that gender objectives should be abandoned, but that aid actors need to tread carefully and seriously invest in their capacity to carefully monitor the intended and unintended effects of programming on gender relations.

[1] The issue is open access for the duration of 2018.

Picture credit: Kate Holt/Africa Practice

Dorothea Hilhorst is Professor of Humanitarian Aid and Reconstruction at the ISS. Her blog article ‘Emergency sexwork: should NGOs recognise transactional sex as livelihood strategy?‘ further touches on the topics discussed in this article.

Holly Porter is Marie Skłodowska-Curie Fellow at the Institute of Development Policy and Management (University of Antwerp) and Conflict Research Group (Ghent University). She is also Research Fellow at the Firoz Lalji Centre for Africa of the London School of Economics and Political Science.

Rachel Gordon is an independent research consultant on gender and humanitarian aid, and was formerly an SLRC Researcher and the SLRC Gender Team Leader, Feinstein International Center (Tufts University)/Overseas Development Institute.

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